Li, Shuangxing 李双星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Expecta Capital Limited | Rep | Advising on securities | 2022-03-29 | 2023-01-26 | Rep | Asset management | 2022-03-29 | 2023-01-26 | RO | Advising on securities | 2023-01-26 | RO | Asset management | 2023-01-26 |
| 2 | Morgan Stanley Asia Limited | Rep | Asset management | 2018-09-13 | 2021-05-18 | Rep | Dealing in securities | 2018-09-13 | 2021-05-18 |
| 3 | PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2017-04-19 | 2017-08-07 |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2015-08-31 | 2017-03-05 | Rep | Dealing in securities | 2015-08-31 | 2017-03-05 |
| 5 | Toroa Management (HK) Limited | Rep | Asset management | 2021-07-12 | 2022-03-11 |
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