Shang, Qian (SFC:BGC151) 尚前
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-09-01 | 2017-04-19 | Rep | Dealing in securities | 2015-09-01 | 2017-04-19 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2021-11-03 | Rep | Asset management | 2021-11-03 | Rep | Dealing in securities | 2021-11-03 |
| 3 | Oaktree Capital (Hong Kong) Limited | Rep | Advising on securities | 2017-05-02 | 2021-06-06 | Rep | Dealing in securities | 2017-05-02 | 2021-06-06 |
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