Kaku, Shujitsu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2015-09-01 | 2016-03-24 | Merrill Lynch Far East Limited | Rep | 2015-09-01 | 2016-03-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-09-01 | 2016-03-24 | Merrill Lynch Far East Limited | Rep | 2015-09-01 | 2016-03-24 |
| 3 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2016-04-19 | 2018-03-29 | Hillhouse Investment Management Limited | Rep | 2018-05-30 | 2021-08-02 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-09-01 | 2016-03-24 | Merrill Lynch Far East Limited | Rep | 2015-09-01 | 2016-03-24 |
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