Lee, Colin Kwan Lun 李崑崙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIAM Capital Management Limited | Rep | Advising on securities | 2021-09-27 | 2022-05-30 | Rep | Asset management | 2021-09-27 | 2022-05-30 | RO | Advising on securities | 2022-05-30 | 2022-10-31 | RO | Asset management | 2022-05-30 | 2022-10-31 |
| 2 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2015-09-01 | 2021-08-13 | Rep | Dealing in securities | 2015-09-01 | 2021-08-13 | Rep | Asset management | 2019-04-02 | 2021-08-13 |
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