Zhao, Yining 趙依宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2022-07-29 | Rep | Dealing in securities | 2022-07-29 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2015-09-04 | 2016-12-29 | Rep | Dealing in securities | 2015-09-04 | 2016-12-29 | Rep | Asset management | 2016-01-11 | 2016-12-29 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-28 | 2022-06-30 | Rep | Dealing in securities | 2019-05-28 | 2022-06-30 |
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