Robinson, David Stuart (SFC:BFZ351)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-12-13 | 2023-05-02 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-12-13 | 2023-05-02 | Rep | Dealing in futures contracts | 2021-12-13 | 2023-05-02 | Rep | Dealing in securities | 2021-12-13 | 2023-05-02 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-12-13 | 2023-05-02 |
| 4 | Marex HK Asia Limited | Rep | Dealing in securities | 2015-09-04 | 2017-06-23 | Rep | Dealing in futures contracts | 2015-11-13 | 2017-06-23 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-07-13 | Rep | Dealing in securities | 2023-07-13 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-07-13 | Rep | Dealing in securities | 2023-07-13 |
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