Ye, Peilin 叶佩琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2016-05-18 | 2017-09-08 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-10-04 | 2021-04-30 | Rep | Advising on securities | 2017-10-04 | 2021-04-30 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2017-10-04 | 2021-04-30 | Rep | Dealing in securities | 2017-10-04 | 2021-04-30 |
| 4 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-09-04 | 2016-04-09 | Rep | Dealing in securities | 2015-09-04 | 2016-04-09 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-07-02 | Rep | Advising on securities | 2021-07-02 | Rep | Dealing in securities | 2021-07-02 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-07-02 | 2024-03-04 | Rep | Advising on securities | 2021-07-02 | 2024-03-04 | Rep | Dealing in securities | 2021-07-02 | 2024-03-04 |
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