Yan, Yiran (SFC:BGD658) 嚴一然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-08 | 2019-05-10 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-03-08 | 2019-05-10 | Rep | Dealing in securities | 2017-03-08 | 2019-05-10 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-03-08 | 2019-05-10 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2019-07-19 | |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-09-07 | 2016-12-01 | Rep | Dealing in securities | 2015-09-07 | 2016-12-01 |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2015-09-07 | 2016-12-01 | Rep | Dealing in securities | 2015-09-07 | 2016-12-01 |
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