Lam, Lydia Ching Yan 林呈恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-07-03 | 2023-09-28 |
| 2 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-05-05 | 2023-04-03 |
| 3 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-05-05 | 2019-10-17 | RO | Advising on securities | 2019-10-17 | 2023-09-28 | RO | Dealing in securities | 2019-10-17 | 2023-09-28 |
| 4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-11-11 | 2017-04-20 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-09-08 | 2017-04-20 |
| 6 | Fortune Origin Securities Limited | Rep | Advising on securities | 2024-02-05 | 2024-02-06 | Rep | Dealing in securities | 2024-02-05 | 2024-02-06 | RO | Advising on securities | 2024-02-06 | RO | Dealing in securities | 2024-02-06 |
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