Luk, Wai Sum 陸偉琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-09-09 | 2019-08-11 |
| 2 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2015-09-09 | 2019-08-11 |
| 3 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-09 | 2019-08-11 |
| 4 | Sunny Fortune Capital Limited | Rep | Advising on corporate finance | 2020-02-14 | 2023-01-20 | Rep | Advising on securities | 2020-02-14 | 2023-01-20 | Rep | Dealing in securities | 2020-02-14 | 2023-01-20 | RO | Advising on corporate finance | 2023-01-20 | RO | Advising on securities | 2023-01-20 | RO | Dealing in securities | 2023-01-20 |
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