Song, Ting (SFC:BGA886) 宋婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2017-03-01 | 2017-11-24 |
| 2 | CLC FUTURES LIMITED | Rep | Advising on futures contracts | 2016-05-25 | 2017-01-31 | Rep | Dealing in futures contracts | 2016-05-25 | 2017-01-31 |
| 3 | CLC SECURITIES LIMITED | Rep | Advising on securities | 2015-09-10 | 2017-01-31 | Rep | Dealing in securities | 2015-09-10 | 2017-01-31 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2017-12-01 | 2020-09-18 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2020-10-23 | 2023-09-27 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-10-12 |
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