Zhang, Ke (SFC:BGA342) 張珂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Asset Management (Hong Kong) Co., Limited | Rep | Asset management | 2016-06-06 | 2022-04-29 | Rep | Advising on securities | 2020-11-30 | 2022-04-29 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-04-06 | 2022-04-29 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-05-27 | 2023-06-09 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-05-27 | 2023-06-09 | Rep | Dealing in securities | 2022-05-27 | 2023-06-09 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-09-11 | 2016-04-01 |
| 6 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2023-07-14 | Rep | Asset management | 2023-07-14 | Rep | Dealing in securities | 2023-07-14 |
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