Ng, Kwok Fai (SFC:AEK364) 吳國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-12-19 | 2004-03-15 | RO | Advising on corporate finance | 2004-03-15 | 2005-08-08 | Rep | Advising on corporate finance | 2005-08-25 | 2005-09-16 | RO | Advising on corporate finance | 2005-09-16 | 2006-08-15 |
| 2 | GF Capital (Hong Kong) Limited | RO | Advising on corporate finance | 2007-01-31 | 2011-01-04 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2009-01-05 | 2011-01-04 |
| 4 | Optima Capital Limited | Rep | Advising on securities | 2003-07-11 | Rep | Asset management | 2003-07-11 | Rep | Advising on corporate finance | 2004-05-11 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on corporate finance | 2006-08-31 | 2007-01-26 |
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