Shin, Fabian Yick 冼易
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | RO | Advising on corporate finance | 2010-03-11 | 2011-05-05 | RO | Dealing in securities | 2010-03-11 | 2011-05-05 |
| 2 | CMB International Capital Limited | RO | Advising on corporate finance | 2010-09-07 | 2015-07-15 | RO | Dealing in securities | 2010-09-07 | 2015-07-15 |
| 3 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-18 | 2004-02-19 | RO | Advising on corporate finance | 2004-02-19 | 2005-09-21 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-04-08 | 2009-05-20 | Rep | Dealing in securities | 2009-04-08 | 2009-05-20 | RO | Advising on corporate finance | 2009-05-20 | 2010-02-18 | RO | Dealing in securities | 2009-05-20 | 2010-02-18 |
| 5 | ICEA CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2007-01-29 | 2008-09-30 |
| 6 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-09-21 | 2005-09-30 | RO | Advising on corporate finance | 2005-09-30 | 2009-04-01 | RO | Dealing in securities | 2005-09-30 | 2009-04-01 |
| 7 | Optima Capital Limited | Rep | Advising on securities | 2003-07-11 | Rep | Asset management | 2003-07-11 | Rep | Advising on corporate finance | 2004-05-11 |
| 8 | Yi Shun Da Capital Limited | RO | Advising on corporate finance | 2015-11-04 | 2018-05-15 | RO | Dealing in securities | 2015-11-04 | 2018-05-15 |
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