Chiu, Andrew Chi Kin 趙熾堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cedarlake Global Capital Limited | Rep | Dealing in securities | 2020-09-23 | 2020-11-26 | RO | Dealing in securities | 2020-11-26 | 2023-01-01 |
| 2 | Cedarlake Global International Limited | RO | Advising on corporate finance | 2020-11-26 | 2023-01-01 | RO | Advising on corporate finance | 2023-11-15 |
| 3 | CSC ASIA LIMITED | RO | Advising on securities | 2003-12-29 | RO | Asset management | 2003-12-29 | RO | Advising on corporate finance | 2008-06-07 | RO | Advising on corporate finance | 2009-06-23 | 2012-08-01 |
| 4 | CSC SECURITIES (HK) LIMITED | RO | Automated trading services | 2003-11-07 | RO | Advising on corporate finance | 2003-12-29 | RO | Advising on securities | 2003-12-29 | RO | Asset management | 2003-12-29 | RO | Dealing in securities | 2008-06-07 | RO | Dealing in securities | 2009-06-23 | 2012-08-01 | RO | Advising on securities | 2010-12-31 | 2012-08-01 |
| 5 | EVOLUTION ASIA INVESTMENTS LIMITED | RO | Dealing in securities | 2012-09-28 | 2016-09-01 | RO | Advising on corporate finance | 2012-09-28 | 2019-07-31 | RO | Advising on securities | 2012-09-28 | 2019-07-31 |
| 6 | FE SECURITIES LIMITED | RO | Advising on securities | 2019-08-07 | 2020-07-31 | RO | Dealing in securities | 2019-08-07 | 2020-07-31 |
| 7 | KARL THOMSON FINANCIAL ADVISORY LIMITED | Rep | Advising on corporate finance | 2023-03-08 | 2023-04-11 | RO | Advising on corporate finance | 2023-04-11 | 2023-07-06 |
| 8 | KINGSTON CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2008-08-28 | 2009-01-09 |
| 9 | KINGSTON SECURITIES LIMITED | RO | Dealing in securities | 2008-08-28 | 2009-01-09 |
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