Yau, Winnie Wing Man 尤頴敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC ASIA LIMITED | Rep | Advising on securities | 2004-03-30 | |
| 2 | CSC ASIA LIMITED | Rep | Asset management | 2004-03-30 | |
| 3 | CSC ASIA LIMITED | Rep | Advising on corporate finance | 2004-10-08 | |
| 4 | CSC ASIA LIMITED | RO | Advising on corporate finance | 2004-10-08 | 2009-06-30 |
| 5 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2009-07-20 | 2009-08-24 |
| 6 | FDB Financial Group Limited | RO | Advising on corporate finance | 2009-08-24 | 2010-04-12 |
| 7 | Essence Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2010-09-01 | 2015-02-16 |
| 8 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-22 | 2015-02-16 |
| 9 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2015-03-19 | 2015-03-27 |
| 10 | China Securities (International) Corporate Finance Company Limited | Rep | Dealing in securities | 2015-03-19 | 2019-06-26 |
| 11 | China Securities (International) Corporate Finance Company Limited | RO | Advising on corporate finance | 2015-03-27 | 2019-06-26 |
| 12 | PULSAR CAPITAL LIMITED (HK) | Rep | Dealing in securities | 2020-02-19 | |
| 13 | PULSAR CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2020-02-19 | 2020-06-08 |
| 14 | PULSAR CAPITAL LIMITED (HK) | RO | Advising on corporate finance | 2020-06-08 |
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