Chan, Kwing 陳炯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-02-14 | 2019-01-24 | RO | Advising on securities | 2019-01-24 | 2021-10-03 | RO | Dealing in securities | 2019-01-24 | 2021-10-03 |
| 2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-02-14 | 2020-07-24 | RO | Dealing in futures contracts | 2020-07-24 | 2021-10-03 |
| 3 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-09-17 | 2017-10-27 |
| 4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2015-09-17 | 2017-10-27 |
| 5 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-11-14 | 2018-01-23 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-14 | 2018-01-23 |
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