Shan, Jialin 單佳林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2016-06-14 | 2020-01-07 | Rep | Advising on securities | 2016-06-14 | 2020-01-07 | Rep | Dealing in securities | 2016-06-14 | 2020-01-07 | Rep | Asset management | 2018-01-16 | 2020-01-07 |
| 2 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-10-15 | 2022-07-22 | Rep | Asset management | 2021-10-15 | 2022-07-22 | Rep | Dealing in securities | 2021-10-15 | 2022-07-22 |
| 3 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2015-09-18 | 2016-04-08 | Rep | Dealing in securities | 2015-09-18 | 2016-04-08 |
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