Yao, Hongyu 姚虹宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2015-09-18 | 2016-09-24 |
| 2 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-18 | 2016-09-24 |
| 3 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-10-28 | 2018-02-15 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-10-28 | 2018-02-15 |
| 5 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2018-03-06 | 2021-06-23 |
| 6 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2018-03-06 | 2021-06-23 |
| 7 | CNCB (Hong Kong) Capital Limited | Rep | Dealing in securities | 2018-03-06 | 2021-06-23 |
| 8 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-07-15 | |
| 9 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-07-15 | |
| 10 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-07-23 |
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