Yeung, Yim Lan 楊艷蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-07-13 | Rep | Asset management | 2021-07-13 |
| 2 | GaoTeng Global Asset Management Limited | Rep | Advising on securities | 2018-10-22 | 2021-06-18 | Rep | Asset management | 2018-10-22 | 2021-06-18 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2015-09-21 | 2018-05-31 | Rep | Asset management | 2015-09-21 | 2018-05-31 | Rep | Advising on futures contracts | 2016-06-07 | 2018-05-31 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-09-21 | 2018-05-31 | Rep | Asset management | 2015-09-21 | 2018-05-31 | Rep | Advising on futures contracts | 2016-06-07 | 2018-05-31 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2015-09-21 | 2018-05-31 | Rep | Asset management | 2015-09-21 | 2018-05-31 | Rep | Dealing in securities | 2015-09-21 | 2018-05-31 |
| 6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-06-15 | 2018-08-13 | Rep | Asset management | 2018-06-15 | 2018-08-13 | Rep | Dealing in securities | 2018-06-15 | 2018-08-13 |
| 7 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2018-06-15 | 2018-08-13 | Rep | Asset management | 2018-06-15 | 2018-08-13 |
| 8 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-06-15 | 2018-08-13 |
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