Hou, Xiaoting 侯晓婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2015-09-21 | 2018-04-18 | Rep | Dealing in securities | 2015-09-21 | 2018-04-18 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-01-14 | 2019-01-27 | Rep | Advising on securities | 2019-03-22 | 2019-03-31 | Rep | Advising on securities | 2019-05-16 | 2019-05-21 |
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