Wang, Zijian (SFC:BGG797) 王子健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-09-22 | 2019-04-16 | Rep | Dealing in securities | 2015-09-22 | 2021-11-02 | Rep | Leveraged foreign exchange trading | 2015-11-03 | 2021-11-02 | Rep | Advising on futures contracts | 2016-05-19 | 2019-04-16 | Rep | Advising on securities | 2016-05-19 | 2021-11-02 | RO | Advising on futures contracts | 2019-04-16 | 2021-11-02 | RO | Dealing in futures contracts | 2019-04-16 | 2021-11-02 |
| 2 | NTF Asset Management Limited | Rep | Asset management | 2023-05-15 | |
| 3 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-11-29 | 2023-04-08 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-11-29 | 2023-04-08 |
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