Li, Yichen (SFC:BGG188) 李宜宸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2019-11-21 | 2020-09-30 | Rep | Dealing in securities | 2019-11-21 | 2020-09-30 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-09-22 | 2019-11-01 | Rep | Dealing in securities | 2015-09-22 | 2019-11-01 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-22 | 2019-11-01 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2020-11-04 | 2024-10-31 | Rep | Dealing in securities | 2020-11-04 | 2024-10-31 | Rep | Advising on securities | 2020-11-27 | 2024-10-31 |
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