Sim, Seung Jin 沈承辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2019-02-01 | 2021-02-11 | Rep | Dealing in securities | 2019-02-01 | 2021-02-11 |
| 2 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2015-09-22 | 2018-11-14 | Rep | Dealing in futures contracts | 2015-09-22 | 2018-11-14 | Rep | Dealing in securities | 2015-09-22 | 2018-11-14 |
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