Cai, Peng (SFC:BGG428) 蔡鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIA Investment Management HK Limited | Rep | Advising on securities | 2020-10-12 | 2021-04-30 | Rep | Asset management | 2020-10-16 | 2021-04-30 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-21 | Rep | Asset management | 2021-06-21 | Rep | Dealing in securities | 2021-07-08 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2015-09-23 | 2020-09-25 | Rep | Dealing in securities | 2015-09-23 | 2020-09-25 |
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