Peng, Zhiting 彭志婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-08 | 2020-07-13 | Rep | Advising on futures contracts | 2021-11-19 | Rep | Dealing in futures contracts | 2021-11-19 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2017-07-03 | 2020-07-13 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-09-24 | 2020-07-13 | Rep | Advising on securities | 2021-10-26 | Rep | Dealing in securities | 2021-10-26 |
| 4 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2021-02-19 | 2021-10-05 | Rep | Asset management | 2021-02-19 | 2021-10-05 | Rep | Dealing in securities | 2021-02-19 | 2021-10-05 |
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