Lau, Tsz Hung 劉子雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-16 | 2021-01-10 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-12-16 | 2021-01-10 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-16 | 2021-01-10 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-02 | 2019-04-07 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-06-02 | 2019-04-07 |
| 6 | Huafu International Securities Limited | Rep | Dealing in securities | 2021-03-09 | 2023-08-27 | Rep | Advising on securities | 2021-04-19 | 2023-08-27 |
| 7 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-09-25 | 2017-03-24 | Rep | Dealing in securities | 2015-09-25 | 2017-03-24 |
| 8 | OnePlatform Securities Limited | Rep | Dealing in securities | 2023-09-29 |
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