Cai, Sheng (SFC:BGG939) 蔡盛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2018-10-16 | 2025-03-22 | Rep | Dealing in securities | 2018-11-07 | 2025-03-22 | Rep | Advising on futures contracts | 2018-12-04 | 2025-03-22 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on futures contracts | 2025-04-09 | Rep | Advising on securities | 2025-04-09 | Rep | Asset management | 2025-04-09 | Rep | Dealing in securities | 2025-04-09 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2015-09-29 | 2018-09-27 |
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