Noma, Ken 野間健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2015-09-29 | 2022-07-04 |
| 2 | Quam Capital Limited (b1994-08-04) | Rep | Dealing in securities | 2018-10-30 | 2022-07-04 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-07-18 | 2022-11-29 |
| 4 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2022-07-18 | 2022-11-29 |
| 5 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2022-08-09 | 2022-11-29 |
| 6 | KPMG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2022-12-12 |
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