Miller, Elizabeth Kathleen (SFC:BGH558)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2020-11-09 | 2023-05-23 | RO | Dealing in securities | 2023-05-23 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2020-11-09 | 2021-04-15 | Rep | Dealing in securities | 2020-11-09 | 2021-04-15 | RO | Dealing in futures contracts | 2021-04-15 | RO | Dealing in securities | 2021-04-15 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-10-06 | 2015-10-09 | Rep | Dealing in securities | 2017-01-23 | 2017-01-27 | Rep | Dealing in securities | 2017-05-09 | 2018-08-22 | Rep | Dealing in futures contracts | 2017-05-09 | 2020-07-22 | RO | Dealing in securities | 2018-08-22 | 2020-07-22 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-05-09 | 2018-08-22 | Rep | Dealing in futures contracts | 2017-05-09 | 2020-07-22 | RO | Dealing in securities | 2018-08-22 | 2020-07-22 |
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