Xu, Yachuan 徐亞川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-10-09 | 2016-04-10 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-10-09 | 2016-04-10 | Rep | Advising on futures contracts | 2015-12-03 | 2016-04-10 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-09 | 2016-04-10 | Rep | Advising on securities | 2015-12-03 | 2016-04-10 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-05-24 | 2019-06-06 | Rep | Asset management | 2016-05-24 | 2019-06-06 |
| 5 | Wanhai Securities (HK) Limited | Rep | Advising on securities | 2020-10-28 | 2022-08-25 | Rep | Dealing in securities | 2020-10-28 | 2022-08-25 |
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