Yu, Peng (SFC:BGG515) 余芃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2015-10-12 | 2019-11-12 | Rep | Advising on securities | 2016-01-27 | 2019-11-12 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2019-11-15 | Rep | Dealing in securities | 2020-07-06 |
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