Sun, Xiaoyu (SFC:BGI610) 孫曉宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-10-13 | 2017-05-22 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-10-13 | 2017-05-22 | Rep | Advising on securities | 2015-12-23 | 2017-05-22 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-06-26 | 2021-05-28 |
| 4 | CMBC International Securities Limited | Rep | Advising on securities | 2018-12-03 | 2021-05-28 | Rep | Dealing in securities | 2018-12-03 | 2021-05-28 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-06-26 | 2021-05-28 | Rep | Dealing in securities | 2017-06-26 | 2021-05-28 |
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