Yamakawa, Hiroki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2015-10-16 | 2015-10-26 | Rep | Dealing in securities | 2015-10-16 | 2015-10-26 | Rep | Dealing in futures contracts | 2017-04-03 | 2017-04-23 | Rep | Dealing in securities | 2017-04-03 | 2017-04-23 |
| 2 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-08-14 | 2017-08-25 | Rep | Dealing in securities | 2017-08-14 | 2017-08-25 | Rep | Dealing in futures contracts | 2018-05-14 | 2018-05-18 | Rep | Dealing in securities | 2018-05-14 | 2018-05-18 |
| 3 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2021-09-23 | 2023-09-26 |
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