Berget, Lydie Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-09-11 | 2019-11-01 | Rep | Dealing in securities | 2017-09-11 | 2019-11-01 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-02-24 | 2021-02-20 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-02-24 | 2021-02-20 | Rep | Dealing in securities | 2020-02-24 | 2021-02-20 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2015-10-16 | 2017-06-26 | Rep | Dealing in futures contracts | 2015-10-16 | 2017-06-26 | Rep | Dealing in securities | 2015-10-16 | 2017-06-26 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2021-05-24 | 2023-03-31 | Rep | Dealing in securities | 2021-05-24 | 2023-03-31 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2021-05-24 | 2023-03-31 | Rep | Dealing in securities | 2021-05-24 | 2023-03-31 |
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