Kim, Jun Sub
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2023-08-21 | |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-10-16 | 2018-06-20 | M&G Investments (Hong Kong) Limited | Rep | 2022-08-18 | 2022-09-19 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 2023-08-21 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-16 | 2018-06-20 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | 2018-08-02 | 2022-04-29 | M&G Investments (Hong Kong) Limited | Rep | 2022-07-22 | 2022-09-19 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 2023-08-21 |
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