Li, Tiantian (SFC:BGI747) 李田田
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Akuna Hong Kong Limited | Rep | Dealing in securities | 2020-09-09 | 2020-10-30 | Rep | Dealing in futures contracts | 2020-09-16 | 2021-07-16 | RO | Dealing in securities | 2020-10-30 | 2021-07-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-08-29 | |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-08-29 | Rep | Dealing in securities | 2022-08-29 |
| 4 | Oshidori Corporate Finance Limited | Rep | Advising on corporate finance | 2016-07-20 | 2020-03-16 |
| 5 | Oshidori Securities Limited | Rep | Advising on securities | 2015-10-19 | 2019-12-06 | Rep | Asset management | 2015-10-19 | 2019-12-06 | Rep | Dealing in securities | 2015-10-19 | 2019-12-06 | RO | Advising on securities | 2019-12-06 | 2020-03-16 | RO | Asset management | 2019-12-06 | 2020-03-16 | RO | Dealing in securities | 2019-12-06 | 2020-03-16 |
| 6 | Pandtong Quantitative Research Limited | RO | Advising on securities | 2021-08-23 | 2022-08-05 | RO | Asset management | 2021-08-23 | 2022-08-05 |
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