Luo, Shengjie 羅聖杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-09-15 | 2019-03-23 | Rep | Asset management | 2017-09-15 | 2019-03-23 | Rep | Dealing in securities | 2017-09-15 | 2019-03-23 |
| 2 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2019-05-23 | 2023-09-14 | Rep | Asset management | 2019-05-23 | 2023-09-14 |
| 3 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2015-10-20 | 2016-09-07 |
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