Shum, Alan Yuk Fai 沈旭輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-10-22 | 2017-02-03 | Rep | Dealing in securities | 2015-10-22 | 2017-02-03 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-03-23 | 2019-05-29 | Rep | Dealing in securities | 2017-03-23 | 2019-05-29 |
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