Luo, Hao (SFC:BGK468) 羅浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2019-09-30 | 2021-02-18 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2021-02-18 | |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-09-30 | 2021-04-15 | Rep | Dealing in securities | 2019-09-30 | 2021-04-15 | RO | Advising on securities | 2021-04-15 | RO | Dealing in securities | 2021-04-15 |
| 4 | CTI Capital Hong Kong Limited | Rep | Advising on securities | 2015-10-22 | 2019-08-13 | Rep | Asset management | 2015-10-22 | 2019-08-13 | Rep | Dealing in securities | 2016-08-15 | 2019-08-13 |
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