Xiao, Xuan (SFC:BGK417) 肖旋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2015-10-26 | 2015-12-10 | Rep | Asset management | 2015-10-26 | 2015-12-10 | Rep | Dealing in securities | 2015-10-26 | 2015-12-10 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-01-13 | 2016-12-12 |
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