Wurfbain, Oliver Roderick Joan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-11-09 | 2023-11-22 | Rep | Dealing in securities | 2022-11-09 | 2023-11-22 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2022-11-09 | 2023-10-25 | Rep | Dealing in securities | 2022-11-09 | 2023-11-22 |
| 3 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2020-07-28 | 2022-09-30 | Rep | Dealing in securities | 2020-07-28 | 2022-09-30 |
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