Chen, Jennifer 陳亞婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2017-03-20 | 2021-05-06 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2022-08-01 | Rep | Dealing in futures contracts | 2022-08-08 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-10-27 | 2017-02-12 | Rep | Dealing in securities | 2015-10-27 | 2017-02-12 | Rep | Advising on securities | 2017-02-13 | 2017-02-25 | Rep | Dealing in securities | 2017-02-13 | 2017-02-25 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2021-08-27 | 2022-05-13 |
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