Yung, Wan Seen Stephanie 翁韻善
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2017-10-23 | 2018-08-31 | Rep | Dealing in securities | 2017-10-23 | 2018-08-31 |
| 2 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2015-10-29 | 2017-10-06 | Rep | Asset management | 2015-10-29 | 2017-10-06 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2015-10-29 | 2017-10-06 | Rep | Asset management | 2015-10-29 | 2017-10-06 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2015-10-29 | 2017-10-06 | Rep | Asset management | 2015-10-29 | 2017-10-06 | Rep | Dealing in securities | 2015-10-29 | 2017-10-06 |
| 5 | PIMCO Asia Limited | Rep | Advising on securities | 2018-10-05 | 2021-09-24 | Rep | Asset management | 2018-10-05 | 2021-09-24 | Rep | Dealing in securities | 2018-10-05 | 2021-09-24 |
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