Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2019-06-24 | 2020-12-18 | Rep | Dealing in securities | 2019-06-24 | 2020-12-18 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-06-14 | 2019-05-21 | Rep | Dealing in securities | 2017-06-14 | 2019-05-21 |
| 3 | OSL Digital Securities Limited | Rep | Dealing in securities | 2021-01-26 | 2022-05-14 | Rep | Automated trading services | 2021-02-08 | 2022-05-14 |
| 4 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2015-10-29 | 2017-05-10 | Rep | Dealing in securities | 2015-10-29 | 2017-05-10 |
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