Chan, Chloe (SFC:BPY111) 陳翹昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Opus Capital Limited (HK) | Rep | Dealing in securities | 2022-03-31 | 2022-12-10 | Rep | Advising on corporate finance | 2022-03-31 | 2023-01-01 |
| 2 | Opus Securities Limited | Rep | Dealing in securities | 2022-11-24 | 2023-01-01 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-08-03 | 2022-02-16 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-08-03 | 2022-02-16 | Rep | Advising on securities | 2021-09-28 | 2022-02-16 |
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