Kwan, Chi Sum 關智森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | Rep | Dealing in securities | 2021-09-07 | 2023-06-23 | Rep | Advising on securities | 2021-09-16 | 2023-06-23 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-07-10 | 2023-09-20 | Rep | Dealing in securities | 2023-07-10 | 2023-09-20 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-08-03 | 2021-08-18 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-08-03 | 2021-08-18 |
| 5 | uSmart Securities Limited | Rep | Dealing in securities | 2023-10-06 |
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