Ma, Xiaoqi 馬曉琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2023-05-24 | 2023-12-15 | Rep | Dealing in securities | 2023-05-24 | 2023-12-15 |
| 2 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2023-05-24 | 2023-12-15 |
| 3 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2015-11-02 | 2017-02-27 |
| 4 | Point72 Hong Kong Limited | Rep | Asset management | 2021-07-09 | 2023-03-24 |
| 5 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-02-28 | 2018-04-26 | Rep | Asset management | 2017-02-28 | 2018-04-26 | Rep | Dealing in securities | 2017-02-28 | 2018-04-26 |
| 6 | TX CAPITAL (HK) LIMITED | Rep | Asset management | 2018-08-28 | 2021-06-18 | Rep | Asset management | 2024-02-23 |
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