Caines, Rory Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on corporate finance | 2015-11-05 | 2020-03-05 | Rep | Advising on securities | 2015-11-05 | 2020-03-05 | Rep | Dealing in securities | 2015-11-05 | 2020-03-05 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2020-05-25 | Rep | Asset management | 2020-06-16 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2020-05-25 | Rep | Dealing in securities | 2020-05-25 | Rep | Asset management | 2020-06-16 |
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