Yao, Patterson Kuo Yi 姚國儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fenghua Asset Management Limited | RO | Advising on securities | 2018-02-13 | 2019-06-01 | RO | Asset management | 2018-02-13 | 2019-06-01 |
| 2 | FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-11-06 | 2015-11-16 |
| 3 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-11-06 | 2015-11-16 | Rep | Dealing in securities | 2015-11-06 | 2015-11-16 |
| 4 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2016-11-09 | 2016-12-30 | Rep | Asset management | 2016-11-09 | 2016-12-30 | RO | Advising on securities | 2016-12-30 | 2017-03-17 | RO | Asset management | 2016-12-30 | 2017-03-17 |
| 5 | Hao Tian Asset Management Limited | Rep | Asset management | 2017-05-23 | 2017-06-13 | RO | Asset management | 2017-06-13 | 2018-01-17 |
| 6 | NEW HUADU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2020-06-24 | 2020-08-06 | Rep | Asset management | 2020-06-24 | 2020-08-06 | RO | Advising on securities | 2020-08-06 | 2022-11-30 | RO | Asset management | 2020-08-06 | 2022-11-30 |
| 7 | Rui Asset Management Company Limited | RO | Advising on securities | 2019-08-20 | 2020-02-01 | RO | Asset management | 2019-08-20 | 2020-02-01 |
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